The Financial Industry Regulatory Authority has barred an ex– Merrill Lynch financial advisor who left the firm earlier this year amid allegations of having misappropriated a client's funds.

Coming from Merrill Lynch, financial advisors David Towers and Jason Capron joined Wells' Private Client Group in Syracuse, New York. The team, known as the Towers Capron Group at Merrill, has $1.6 ...

By Bloomberg's count, which includes its own reporting and analysis of FedScope data year-to-date, the SEC has been the least affected, shedding fewer than 300 staff this year, while the FDIC lost ...

Financial services industry lobbying group Finseca doesn't believe that a repeal of the estate tax, being floated yet again by Republicans and supported by more than 200 groups, is the best solution ...

Cetera is bringing an artificial intelligence-powered meeting assistant for its more than 12,000 financial professionals.