"Shareholders' only recourse is to sue in federal court to try to force the company to include the proposal in its proxy ...

M Holdings' failure to maintain written policies led to a third-party breach that compromised multiple email accounts and impacted 8.500 individuals, according to the regulator.

The SEC was hit with a lawsuit alleging it violated a federal spending law by pursuing an investigation and filing an enforcement action against the founder of a commodities trading fintech during the ...

The consolidating RIA market is prone to "outdated ADV disclosures to billing errors and supervision lapses," compliance ...

The dismissal of charges against SolarWinds for alleged cybersecurity lapses related to a 2020 Russian cyberattack in 2020 are the latest in a continuing pattern of leniency for corporations by the ...

Receipt of this no-action letter underlines the SEC’s continued commitment to engage with crypto projects and provide clarity ...

An analysis of the Securities and Exchange Commission’s (SEC’s) enforcement activity in FY 2025 reveals that the SEC ...

Opinion: The Securities and Exchange Commission's moves to allow companies more discretion in blocking shareholder proposals ...

SolarWinds and Brown were accused by the SEC in October 2023 of "fraud and internal control failures" and that the company defrauded investors by overstating its cybersecurity practices and ...

SolarWinds said Thursday that it has received “vindication” from a U.S. Securities and Exchange Commission decision to drop remaining litigation against the company and its security chief over a ...

The U.S. Securities and Exchange Commission on Thursday said it has dropped its closely watched litigation against SolarWinds ...