July 7, 2011— -- A few days ago, a friend of mine received several letters dated June 24, 2011 from Morgan Stanley Smith Barney, where he has kept brokerage accounts for himself and his children ...

A former Morgan Stanley broker and investment advisor has been barred from the securities industry for allegedly stealing more than $58,000 from four customer accounts, according to a Securities and ...

(Reuters) - Morgan Stanley said on Monday it had fired a financial adviser who allegedly stole account information from about 350,000 of its wealth management clients and posted some of it online.

Big wealth managers know that one of the best ways to hold on to advisory teams and assets under management is to make sure they have multiple business relationships with clients. Processing Content A ...

Morgan Stanley Smith Barney will pay a $15 million penalty to settle Securities and Exchange Commission that it failed to stop four of its dually registered investment advisor representatives from ...